Frequently Asked Questions (FAQs) about the AZ SMART Fund
Q: Is there a limit on the amount that can be requested?
A: The amount requested may not exceed the estimated cost for the applicable eligible use. In addition, the State Transportation Board may approve, deny, modify or request more information on any application.
Q: Are regional planning organizations, tribes, for profit entities or non-profits eligible for the AZ SMART Fund?
A: The enabling legislation restricts applicants to Arizona cities, towns and counties within certain population parameters. For more information, see Current Population Estimates prepared by the Office of Economic Opportunity, Arizona Department of Administration
Q: Are transit, rail or airport projects eligible for AZ SMART Funds?
A: The statutes restrict the program to projects that will be submitted for a “federal discretionary grant program administered by any federal agency for surface transportation purposes." Therefore, transit and rail projects are eligible but not airport projects.
Q: Can ADOT prepare my grant application?
A: ADOT does not provide grant writing services or assistance.
Q: Can I access consultants on ADOT’s grant writing contracts?
A: These contracts are limited to ADOT. Applicants will need to procure their own grant writing services in accordance with state law.
Q: Can I self-administer my grant project?
A: It depends on the eligible use(s) for which the Applicant applies:
Developing and submitting a federal grant - Yes, all Applicants are responsible for procuring their own consultant and administering the services provided
Non-federal match for a federal grant - CA agencies will administer their own projects. For non-CA agencies, ADOT will administer the project if an Applicant is successful in securing a federal grant award, unless the federal grant allows and the Applicant elects to be a direct recipient. ADOT project development administration fees will apply to all ADOT-administered projects.
Design and other engineering services - CA agencies will administer their own projects. For non-CA agencies, ADOT will administer the project, and ADOT project development administration fees will apply.
Q: Why is COG/MPO approval required?
A: COG/MPO approval is required by the AZ SMART legislation.
Q: What type of evidence is required of COG/MPO approval?
A: A letter in pdf format from the COG/MPO demonstrating approval of the project and the applicable federal grant is required to be uploaded during the Application process.
Q: Can the AZ SMART Fund provide a greater match amount than required by a federal grant to make my project more competitive?
A: No. The AZ SMART Fund will not provide match funding beyond that required by the applicable federal grant. Excess match is the responsibility of the Applicant.
Q: Can the AZ SMART Fund reimburse me for expenditures I incurred and paid for eligible uses prior to the effective date of the program (September 24, 2022)?
A: No. The legislation establishing the AZ SMART Fund did not allow for retroactive reimbursements. Only expenditures incurred and paid after September 24, 2022 are eligible to be included in an application for the AZ SMART Fund.
Q: I applied for and was awarded a federal grant before September 24, 2022, but the federal grant agreement is not yet executed. Could I apply to the AZ SMART Fund to cover the match for the grant?
A: Yes, as long as the federal grant agreement has not been executed prior to the date of an award being approved by the State Transportation Board. If the federal grant agreement has already been executed, the match cannot be provided by the AZ SMART Fund.
Q: I applied for a federal grant before September 24, 2022 but the grant has not yet been awarded by the federal agency. Could I apply to the AZ SMART Fund to cover the match for the grant?
A:Yes, as long as the federal grant has not yet been awarded, the match could be provided by the AZ SMART Fund if approved by the State Transportation Board.
Q: The design for my project began after September 24, 2022 and we have already incurred and paid design expenditures. Could I apply to the AZ SMART Fund for reimbursement of these expenditures?
A: Yes. If the application is approved by the State Transportation Board, invoices and proof of payment will be required before reimbursement can be made.
Q: My city/town extends beyond the urbanized area identified by the US Census Bureau in Maricopa (or Pima) County. Can I apply to the AZ SMART Fund for projects anywhere in my city/town or do the projects need to be located outside the urbanized area?
A: For cities or towns, projects may be located either inside or outside the urbanized area. ADOT may not use AZ SMART Funds for projects located within an urbanized area in Maricopa or Pima Counties. However, ADOT may use AZ SMART Funds in Maricopa or Pima Counties for projects located outside an urbanized area.
Q: Can we get reimbursed for in-kind expenses from the AZ SMART Fund?
A: Yes. However, non-cash contributions must meet all of the following criteria:
- Identified in the AZ SMART application;
- Were incurred after September 24, 2022;
- Are tracked by, and verifiable from, the Applicant's records (such records will be required to be submitted for reimbursement);
- Are not included as contributions for any other state or federal award; and
- Are necessary and reasonable for accomplishment of Project or program objectives.
Q: Can I submit letters of support regarding my AZ SMART Fund application?
A: No. The AZ SMART Fund legislation does not require letters of support. In addition, the State Transportation Board has no authority to provide any preference for such letters and the Application does not enable them to be submitted.